Best Bank Regulatory Law Firms

“The team has excellent market intelligence and in-depth knowledge of banking regulatory issues. They stand out from their competitors by their customer-oriented approach, are technically extremely sound and always up to date with the latest regulatory developments in the market. We represent investment banks, broker-dealers, registered investment advisors and investors, distributors, managers and issuers of hedge funds. Our lawyers understand how markets and the regulatory landscape affect clients` operations, and we appreciate the challenges of investing in a highly competitive market. For many of our clients, these assets represent core assets that should be held for longer time horizons. We are often asked to do regulatory due diligence on potential investments in financial services companies and assets. We also have experience in structuring joint ventures between custodian banks and insurance companies or investment bankers. Gretchen L. Jones is a partner and business practice group leader at Eaton Peabody, a law firm based in the Brunswick, Maine office. Ms. Jones holds a law degree from the University of Maine School of Law and a bachelor`s degree in mathematics from Bowdoin College. Ms. Jones` practice focuses on representing and advising financial institutions and other corporations.

She has extensive experience advocating for legislative and regulatory interests on behalf of clients before we assisted our clients in developing, acquiring and selling financial services products. Our work includes negotiating and drafting agreements with third parties as well as assessing the regulatory and legislative landscape. We draft agreements and disclosures with consumers, communicate with regulators, and conduct due diligence. Our lawyers also advise lenders in distressed asset situations, both on the debt buying and selling side, and have a long history of advising lender clients on the duration of borrowers` insolvency events, including receiverships, foreclosures, bankruptcies and asset sales. “Buckley`s lawyers proactively advise my team on industry developments that could impact our business, which we value, and they defend us in complex, high-risk regulatory matters. They are smart, responsive, hardworking and it is a pleasure to work with them. Our clients include commercial banks, unregulated lenders, insurance companies, financial and institutional investment clients, investment banks, credit service providers, broker-dealers and clients of financial technology and payment systems, ranging from national and regional global industry leaders to innovative start-ups and Internet-based providers. The same clients ranked Ballard Spahr as an “exceptional” financial services law firm in an industry survey conducted by BTI Consulting, placing us in the top 15% of all law firms. Our industry-focused team consists of over 70 lawyers.

It includes negotiators, consultants and litigation lawyers who advise banking and financial services clients on issues ranging from complex mergers and acquisitions, transaction financing and regulatory compliance to federal investigations and law enforcement, privacy and data security, and class actions. We represent payment networks and subcontractors in a variety of areas, including high-stakes litigation, regulatory enforcement, corporate transactions and agreements, antitrust law and intellectual property matters. Our exceptional regulatory consulting practice advises you in the areas of data protection, data security, e-commerce and mobile payment, as well as all federal and state banking and credit laws and regulations. Bill Daniel represents leading financial services companies in the areas of trade and consumer credit and is Chair of the firm`s Financial Services Practice Group. He has extensive experience representing financial services companies at virtually every stage of their business, including litigation, regulators, compliance, turnarounds, transactions and bankruptcies. Bill speaks to industry and financial law groups in Texas. Bill was named Lawyer of the Year for Financial Services Regulation L. “Eversheds Sutherland offers world-class advice, but the service goes far beyond the legal and technical aspects and includes practical information that most other global law firms simply cannot provide. Their professionals are in the trenches and work with their clients not only to identify problems and problems, but also to roll up their sleeves to solve them.

“Banks and other financial institutions face multiple fronts as they compete in a dynamic market and complex regulatory environment. Our firm has a long tradition of representing clients in the banking and financial services sector. “Giorgio Bovenzi is an absolute star with truly exceptional knowledge of regulation and industry. He is a very intelligent person and an excellent lawyer who can quickly grasp and solve any problem. Giorgio has an excellent and well-deserved reputation for in-depth knowledge and in-depth understanding of cross-border banking and financial transactions. I also want the extremely impressive talent for the precise and detailed technical advice of Craig S. Unterberg, who is characterized by his deep understanding of fund financing issues. He is a true specialist in this field. Ron is a partner in the firm`s Tennessee office. He focuses his work primarily on consumer financial services and regulatory compliance, as well as tax law with tax-exempt organizations.

He is a frequent guest speaker and workshop facilitator for national industry groups. Ron is listed in The Best Lawyers in America © 2019 for Financial Services Regulation Law and is rated AV by Martindale Hubbell. He also regularly advises credit companies, financial institutions and banks. Tom Bieging is Of Counsel at the firm. He focuses his work on the areas of banking and business processes. The practice of M. Biging within financial institutions includes holding and controlling change requests, credit documentation, advising on regulatory compliance, preparing loans, representing on the board of directors and selling, acquiring and meding banks and bank holding companies. Lord. Bieging has worked with government agencies on financial institutions policy issues with national institutions.

“David Portilla is our point of contact to understand the application of the U.S. banking regulatory framework to our investments as a non-U.S. bank with operations in the United States. He impresses by pragmatically applying his mastery of law to the issues at stake. Mayer Brown is very active in consumer credit, where she continuously advises clients on compliance issues and also takes care of due diligence for investments in companies in this sector. The team has a diverse customer base among fintech companies. Recent work in this area includes advising Fintech companies on regulatory issues related to partnerships with banks to provide services to clients. It is also active in the growing “Buy Now/Pay Later” sector, advising start-ups to ensure that these products do not violate consumer credit rules.

Elsewhere, practice continues to advise a number of mortgage parties on CFPB compliance, such as disclosure and repayment requirements. The team is led by Jeffrey Taft and Steve Kaplan, both based in Washington DC. Marlon Paz left the company in December 2021. “Kevin Petrasic has the right balance between a sound regulatory mindset and a business-centric approach needed for customers.” “Colin Lloyd is the leading advocate for derivatives on regulatory issues and is widely recognized by industry and comparable companies.” Peter R. Herman is a partner at Wilentz, Goldman & Spitzer, P.A. and co-chairman of the Banking & Financial Services and Bankruptcy and Creditors` Rights groups. His extensive banking and corporate law practice includes representing lending institutions and corporations in a variety of commercial financial transactions. Lord.

Herman also advises companies in the real estate, healthcare, manufacturing and service sectors on domestic and international transactions. At Katten, the financial services practice focuses on securities regulation and advises banks, broker-dealers and investment advisors. The team proactively advises clients on SEC regulatory compliance and is also regularly responsible for managing investigations and enforcement proceedings. The practice is co-led by Lance Zinman and Gary DeWaal, while Susan Light is the key name to consider in the contentious cases. DeWaal and Light are based in New York City, while Zinman operates out of the company`s Chicago office. Jamie Boucher leads Skadden`s Financial Institutions Regulatory and Enforcement Group and the global anti-money laundering and sanctions practice.